C 17.01.a - OPR Details - Operational risks: Gross losses by business lines and event types in the last year





Event typesTOTAL EVENT TYPES
INTERNAL FRAUDEXTERNAL FRAUDEMPLOYMENT PRACTICES AND WORKPLACE SAFETYCLIENTS, PRODUCTS & BUSINESS PRACTICESDAMAGE TO PHYSICAL ASSETSBUSINESS DISRUPTION AND SYSTEM FAILURESEXECUTION, DELIVERY & PROCESS MANAGEMENT
CodeLabel00100020003000400050006000700080
0009 - CORPORATE FINANCE [CF]
0010Number of events (new events)236157236156236154236152236153236151236155236158
0020Gross loss amount (new events)236414236413236411236409236410236408236412236416
0030Number of events subject to loss adjustments244649244648244646244644244645244643244647244650
0040Loss adjustments relating to previous reporting periods244729244728244726244724244725244723244727244730
0050Maximum single loss236018236017236015236013236014236012236016236019
0060Sum of the five largest losses236313236312236310236308236309236307236311236314
0070Total direct loss recovery236870236868236864236860236862236858236866236872
0080Total recovery from insurance and other risk transfer mechanisms236871236869236865236861236863236859236867236873
0109 - TRADING AND SALES [TS]
0110Number of events (new events)236197236196236194236192236193236191236195236198
0120Gross loss amount (new events)236459236458236456236454236455236453236457236461
0130Number of events subject to loss adjustments244689244688244686244684244685244683244687244690
0140Loss adjustments relating to previous reporting periods244769244768244766244764244765244763244767244770
0150Maximum single loss236058236057236055236053236054236052236056236059
0160Sum of the five largest losses236353236352236350236348236349236347236351236354
0170Total direct loss recovery236950236948236944236940236942236938236946236952
0180Total recovery from insurance and other risk transfer mechanisms236951236949236945236941236943236939236947236953
0209 - RETAIL BROKERAGE [RBr]
0210Number of events (new events)236189236188236186236184236185236183236187236190
0220Gross loss amount (new events)236450236449236447236445236446236444236448236452
0230Number of events subject to loss adjustments244681244680244678244676244677244675244679244682
0240Loss adjustments relating to previous reporting periods244761244760244758244756244757244755244759244762
0250Maximum single loss236050236049236047236045236046236044236048236051
0260Sum of the five largest losses236345236344236342236340236341236339236343236346
0270Total direct loss recovery236934236932236928236924236926236922236930236936
0280Total recovery from insurance and other risk transfer mechanisms236935236933236929236925236927236923236931236937
0309 - COMMERCIAL BANKING [CB]
0310Number of events (new events)236149236148236146236144236145236143236147236150
0320Gross loss amount (new events)236405236404236402236400236401236399236403236407
0330Number of events subject to loss adjustments244641244640244638244636244637244635244639244642
0340Loss adjustments relating to previous reporting periods244721244720244718244716244717244715244719244722
0350Maximum single loss236010236009236007236005236006236004236008236011
0360Sum of the five largest losses236305236304236302236300236301236299236303236306
0370Total direct loss recovery236854236852236848236844236846236842236850236856
0380Total recovery from insurance and other risk transfer mechanisms236855236853236849236845236847236843236851236857
0409 - RETAIL BANKING [RB]
0410Number of events (new events)236181236180236178236176236177236175236179236182
0420Gross loss amount (new events)236441236440236438236436236437236435236439236443
0430Number of events subject to loss adjustments244673244672244670244668244669244667244671244674
0440Loss adjustments relating to previous reporting periods244753244752244750244748244749244747244751244754
0450Maximum single loss236042236041236039236037236038236036236040236043
0460Sum of the five largest losses236337236336236334236332236333236331236335236338
0470Total direct loss recovery236918236916236912236908236910236906236914236920
0480Total recovery from insurance and other risk transfer mechanisms236919236917236913236909236911236907236915236921
0509 - PAYMENT AND SETTLEMENT [PS]
0510Number of events (new events)236173236172236170236168236169236167236171236174
0520Gross loss amount (new events)236432236431236429236427236428236426236430236434
0530Number of events subject to loss adjustments244665244664244662244660244661244659244663244666
0540Loss adjustments relating to previous reporting periods244745244744244742244740244741244739244743244746
0550Maximum single loss236034236033236031236029236030236028236032236035
0560Sum of the five largest losses236329236328236326236324236325236323236327236330
0570Total direct loss recovery236902236900236896236892236894236890236898236904
0580Total recovery from insurance and other risk transfer mechanisms236903236901236897236893236895236891236899236905
0609 - AGENCY SERVICES [AS]
0610Number of events (new events)236133236132236130236128236129236127236131236134
0620Gross loss amount (new events)236387236386236384236382236383236381236385236389
0630Number of events subject to loss adjustments244625244624244622244620244621244619244623244626
0640Loss adjustments relating to previous reporting periods244705244704244702244700244701244699244703244706
0650Maximum single loss235994235993235991235989235990235988235992235995
0660Sum of the five largest losses236289236288236286236284236285236283236287236290
0670Total direct loss recovery236822236820236816236812236814236810236818236824
0680Total recovery from insurance and other risk transfer mechanisms236823236821236817236813236815236811236819236825
0709 - ASSET MANAGEMENT [AM]
0710Number of events (new events)236141236140236138236136236137236135236139236142
0720Gross loss amount (new events)236396236395236393236391236392236390236394236398
0730Number of events subject to loss adjustments244633244632244630244628244629244627244631244634
0740Loss adjustments relating to previous reporting periods244713244712244710244708244709244707244711244714
0750Maximum single loss236002236001235999235997235998235996236000236003
0760Sum of the five largest losses236297236296236294236292236293236291236295236298
0770Total direct loss recovery236838236836236832236828236830236826236834236840
0780Total recovery from insurance and other risk transfer mechanisms236839236837236833236829236831236827236835236841
0809 - CORPORATE ITEMS [CI]
0810Number of events (new events)236165236164236162236160236161236159236163236166
0820Gross loss amount (new events)236423236422236420236418236419236417236421236425
0830Number of events subject to loss adjustments244657244656244654244652244653244651244655244658
0840Loss adjustments relating to previous reporting periods244737244736244734244732244733244731244735244738
0850Maximum single loss236026236025236023236021236022236020236024236027
0860Sum of the five largest losses236321236320236318236316236317236315236319236322
0870Total direct loss recovery236886236884236880236876236878236874236882236888
0880Total recovery from insurance and other risk transfer mechanisms236887236885236881236877236879236875236883236889
0909 - TOTAL BUSINESS LINES
0910Number of events (new events)236233236228236218236208236213236203236223236234
0911of which related to losses >= 10,000 and < 20,000236229236224236214236204236209236199236219236235
0912of which related to losses >= 20,000 and < 100,000236230236225236215236205236210236200236220236236
0913of which related to losses >= 100,000 and < 1,000,000236231236226236216236206236211236201236221236237
0914of which related to losses >= 1,000,000236232236227236217236207236212236202236222236238
0920Gross loss amount (new events)236496236491236481236471236476236466236486236498
0921of which related to losses >= 10,000 and < 20,000236492236487236477236467236472236462236482236499
0922of which related to losses >= 20,000 and < 100,000236493236488236478236468236473236463236483236500
0923of which related to losses >= 100,000 and < 1,000,000236494236489236479236469236474236464236484236501
0924of which related to losses >= 1,000,000236495236490236480236470236475236465236485236502
0930Number of events subject to loss adjustments244697244696244694244692244693244691244695244698
0935of which: number of events with a positive loss adjustment249901249900249898249896249897249895249899249902
0936of which: number of events with a negative loss adjustment249909249908249906249904249905249903249907249910
0940Loss adjustments relating to previous reporting periods244777244776244774244772244773244771244775244778
0945of which: (+) positive loss adjustment amounts249917249916249914249912249913249911249915249918
0946of which: (-) negative loss adjustment amounts249925249924249922249920249921249919249923249926
0950Maximum single loss236066236065236063236061236062236060236064236067
0960Sum of the five largest losses236361236360236358236356236357236355236359236362
0970Total direct loss recovery424357424355424351424347424349424345424353424359
0980Total recovery from insurance and other risk transfer mechanisms424358424356424352424348424350424346424354424360




Dimensions
MetricDetails the data type (e.g. monetary, percentage, string) of the data point. In XBRL, it is the "primary item". Generally, it indicates the "metrics" of the Main category provided (i.e. answers the question: how is measured?). It should be defined for each data point. In the case of monetary values, when the data point is referred to a (change during a) period of time, the member name shall finish in "(flow)". When the member name has other terminations, the data point is a measurement at a date (i.e. "stock").
Metric - Details the data type (e.g. monetary, percentage, string) of the data point. In XBRL, it is the "primary item". Generally, it indicates the "metrics" of the Main category provided (i.e. answers the question: how is measured?). It should be defined for each data point. In the case of monetary values, when the data point is referred to a (change during a) period of time, the member name shall finish in "(flow)". When the member name has other terminations, the data point is a measurement at a date (i.e. "stock").
BaseDefines the basic conceptual meaning of a data point. Identifies the framework in which a data point is included. For FINREP, it indicates in which group of element of the financial statement should be included the data point (e.g. assets, liabilities, equity, income, expenses). For COREP, it indicates whether the data point should be computed in the numerator (own funds) or the denominator (exposures) of the Pillar I solvency ratio. It determines whether the data point has a "debit" or a "credit" attribute.
Base items - Defines the basic conceptual meaning of a data point. Identifies the framework in which a data point is included. For FINREP, it indicates in which group of element of the financial statement should be included the data point (e.g. assets, liabilities, equity, income, expenses). For COREP, it indicates whether the data point should be computed in the numerator (own funds) or the denominator (exposures) of the Pillar I solvency ratio. It may determine whether the data point has a "debit" or a "credit" attribute.
Type of riskIndicates the type of risk arising from exposures or transactions (e.g. credit risk or market risk).
Type of risk - Indicates the type of risk arising from exposures or transactions (e.g. credit risk or market risk).
Business lineDefines the business line that generates operational risk.
Type of activity - Defines the type of activity reported (e.g. asset management or custody)
Event TypeDefines the type of event that has generated an operational loss.
Event type - Defines the type of event that has generated an operational loss.
Source of recoveryDefines the origin of reimbursements for an operational risk event
Main category - Specifies the nature of the item reported (i.e. answers the question: what is reported?). For financial instruments, defines the instrument (e.g. deposits, debt securities issued...) or range of instruments reported. It should be defined for each data point.
Reference period for the underlying eventDefines the period in which the reported events take place
Reference period - Defines a relative time point (reference date or period) to which the data refers.
Size of lossDefines size of loss
Interval of amounts - Indicates sizes of amounts intervals